Financial Services Commission

Results: 6048



#Item
421Commission for Africa / African Development Bank / Economics / International relations / Financial services / United Nations General Assembly observers / Mining / Occupational safety and health

PDF Document

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Source URL: miningontopafrica.com

Language: English - Date: 2015-01-11 08:19:40
422International taxation / International finance institutions / Economics / Finance / British Virgin Islands Financial Services Commission / International Organization of Securities Commissions / Offshore financial centre / Money laundering / Bank regulation / Financial regulation / Offshore finance / Business

British Virgin Islands -- Overseas Territory of the United Kingdom: Assessment of the Supervision and Regulation of the Financial Sector, Volume 1: Review of Financial Sector Regulation and Supervision -- IMF Country Rep

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Source URL: www.imf.org

Language: English - Date: 2004-04-02 11:38:56
423Collective investment schemes / Funds / Fair Fund / United States Securities and Exchange Commission / Disgorgement / Securities Fraud Deterrence and Investor Restitution Act / Financial economics / Investment / Financial services

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION ADMINISTRATIVE PROCEEDING File No

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Source URL: www.sec.gov

Language: English - Date: 2015-04-27 09:28:37
424Financial regulation / International Organization of Securities Commissions / Financial Services Authority / Financial adviser / Consumer protection / Securities Commission / Financial services / U.S. Securities and Exchange Commission / Security / Financial economics / Business / Finance

Good practices for financial consumer protection.pdf

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Source URL: responsiblefinance.worldbank.org

Language: English - Date: 2012-11-02 12:10:26
425Financial adviser / Federal Reserve System / Registered Investment Advisor / Business / Economics / Financial services / Investment / Financial economics / Finance

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT COMPANY ACT OF 1940 Release NoApril 21, 2015 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2015-04-21 19:45:43
426Financial services / Funds / Private equity / Hedge fund / Collective investment scheme / Investment Advisers Act / Registered Investment Advisor / Generally Accepted Accounting Principles / Management fee / Financial economics / Investment / Finance

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 29, 2015

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Source URL: www.sec.gov

Language: English - Date: 2015-04-29 10:15:16
427Investment / Economics / Financial services / Investment Advisers Act / Registered Investment Advisor / Financial adviser / Hedge fund / Dodd–Frank Wall Street Reform and Consumer Protection Act / U.S. Securities and Exchange Commission / Financial economics / 76th United States Congress / Finance

Rules Implementing Amendments to the Investment Advisers Act of 1940

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Source URL: www.sec.gov

Language: English - Date: 2011-10-05 11:54:40
428Financial services / European Investment Bank / Collective investment scheme / European Union / European Investment Fund / Investment banking / Alternative Investment Fund Managers Directive / Hedge fund / Financial economics / Investment / Finance

EUROPEAN COMMISSION Brussels, COMfinal

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Source URL: www.ltic.org

Language: English
429Financial services / 76th United States Congress / United States securities law / Investment Advisers Act / Hedge fund / Investment Company Act / Financial adviser / Dodd–Frank Wall Street Reform and Consumer Protection Act / U.S. Securities and Exchange Commission / Financial economics / Investment / Finance

Final Rule: Exemptions for Advisers to Venture Capital Funds, Private Fund Advisers With Less Than $150 Million in Assets Under Management, and Foreign Private Advisers

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Source URL: www.sec.gov

Language: English - Date: 2011-06-22 18:45:56
430Financial markets / United States housing bubble / Financial services / Net capital rule / Credit rating agency / Nationally recognized statistical rating organization / U.S. Securities and Exchange Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Broker-dealer / Finance / Financial economics / Business

Final Rule: Removal of Certain References to Credit Ratings Under the Securities Exchange Act of 1934

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Source URL: www.sec.gov

Language: English - Date: 2014-01-08 13:20:23
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